Coverart for item
The Resource Broker-dealer regulation in a nutshell, Thomas Lee Hazen, Cary C. Boshamer Professor of Law, the University of North Carolina at Chapel Hill

Broker-dealer regulation in a nutshell, Thomas Lee Hazen, Cary C. Boshamer Professor of Law, the University of North Carolina at Chapel Hill

Label
Broker-dealer regulation in a nutshell
Title
Broker-dealer regulation in a nutshell
Statement of responsibility
Thomas Lee Hazen, Cary C. Boshamer Professor of Law, the University of North Carolina at Chapel Hill
Title variation
Hazen's broker-dealer regulation in a nutshell
Creator
Author
Subject
Genre
Language
eng
Member of
Cataloging source
VWL
http://bibfra.me/vocab/lite/collectionName
West Academic Study Aids
http://library.link/vocab/creatorDate
1947-
http://library.link/vocab/creatorName
Hazen, Thomas Lee
Index
index present
LC call number
KF1071
LC item number
.H39 2011 ONLINE
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
Series statement
West nutshell series
http://library.link/vocab/subjectName
  • Stockbrokers
  • Stockbrokers
  • United States
Label
Broker-dealer regulation in a nutshell, Thomas Lee Hazen, Cary C. Boshamer Professor of Law, the University of North Carolina at Chapel Hill
Instantiates
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
  • The
  • Markets and self regulation
  • Broker-dealer definitions and registration requirements
  • Exchange trading and market making
  • Retail and other operations
  • Manipulative and deceptive practices
  • Civil liabilities
  • Arbitration of broker-dealer disputes
Control code
827784146
Edition
Second edition
Extent
1 online resource (xlii, 271 pages)
Form of item
online
Isbn
9781628106053
Media category
computer
Media MARC source
rdamedia
Media type code
c
http://library.link/vocab/ext/overdrive/overdriveId
c9dd25d6-fb04-44e2-9595-89be2fbfc528
Specific material designation
remote
System control number
(OCoLC)827784146
Label
Broker-dealer regulation in a nutshell, Thomas Lee Hazen, Cary C. Boshamer Professor of Law, the University of North Carolina at Chapel Hill
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
  • The
  • Markets and self regulation
  • Broker-dealer definitions and registration requirements
  • Exchange trading and market making
  • Retail and other operations
  • Manipulative and deceptive practices
  • Civil liabilities
  • Arbitration of broker-dealer disputes
Control code
827784146
Edition
Second edition
Extent
1 online resource (xlii, 271 pages)
Form of item
online
Isbn
9781628106053
Media category
computer
Media MARC source
rdamedia
Media type code
c
http://library.link/vocab/ext/overdrive/overdriveId
c9dd25d6-fb04-44e2-9595-89be2fbfc528
Specific material designation
remote
System control number
(OCoLC)827784146

Library Locations

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