The Resource Commodity Exchange Act

Commodity Exchange Act

Label
Commodity Exchange Act
Title
Commodity Exchange Act
Contributor
Issuing body
Subject
Genre
Language
eng
Summary
Laws, regulations, forms, interpretations, explanations, administrative rulings and court decisions relating to commodity futures and derivatives products regulated by the Commodity Futures Trading Commission (CFTC). The reporter provides the full text of the Commodity Exchange Act and related laws, as well as CFTC regulations, forms, and staff letters, advisories, and guidance. Selected administrative proceedings and court decisions are published in full text. The reporter also provides explanatory material in a topical arrangement (General Guide, Definitions, Contract Markets, Registration, Reports Records, Liabilities and Prohibitions)
Member of
Cataloging source
IlRwWKL
http://bibfra.me/vocab/lite/collectionName
Cheetah (Online database)
Entry convention
integrated entry
Frequency
biweekly
LC call number
KF1087.A-KF1087.Z ONLINE
Nature of contents
dictionaries
Nature of entire work
bibliography
Original alphabet or script of title
other
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
Wolters Kluwer (Firm)
http://library.link/vocab/subjectName
  • Commodity exchanges
  • Law
Label
Commodity Exchange Act
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
  • Commodity Exchange Act Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
  • Commodity Exchange Act Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
  • Commodity Exchange Act Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
  • Commodity Exchange Act Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Commodity Exchange Act Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Commodity Exchange Act Sec. 4f., 7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
  • Commodity Exchange Act Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
  • Commodity Exchange Act Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
  • Commodity Exchange Act Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Commodity Exchange Act Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • COMMODITY EXCHANGE ACT
  • Commodity Exchange Act Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Commodity Exchange Act Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Commodity Exchange Act Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Commodity Exchange Act Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Commodity Exchange Act Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Commodity Exchange Act Sec. 4p., [7 USC §6p] Standards and Examinations
  • Commodity Exchange Act Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Commodity Exchange Act Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
  • Commodity Exchange Act Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Commodity Exchange Act Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
  • Commodity Exchange Act Sec. 1., [7 USC §1] Short Title
  • Commodity Exchange Act Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
  • Commodity Exchange Act Sec. 5a., [7 USC §7a] [Repealed.]
  • Commodity Exchange Act Sec. 5b., [7 USC §7a-1(a)] Derivatives Clearing Organizations—Registration Requirement
  • Commodity Exchange Act Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
  • Commodity Exchange Act Sec. 5d., [7 USC §7a-3] [Repealed.]
  • Commodity Exchange Act Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
  • Commodity Exchange Act Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Commodity Exchange Act Sec. 5g., [7 USC §7b-2] Privacy
  • Commodity Exchange Act Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
  • Commodity Exchange Act Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives Transaction Execution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Commodity Exchange Act Sec. 1a., [7 USC §1a] Definitions
  • Commodity Exchange Act Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Commodity Exchange Act Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Commodity Exchange Act Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
  • Commodity Exchange Act Sec. 6d., [7 USC §13a-2] Jurisdiction of States
  • Commodity Exchange Act Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As “Registered Entity”; Redesignation or Reregistration
  • Commodity Exchange Act Sec. 8., [7 USC §12] Public Disclosure
  • Commodity Exchange Act Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Commodity Exchange Act Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
  • Commodity Exchange Act Sec. 8c., [7 USC §12c] Disciplinary Actions
  • Commodity Exchange Act Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Commodity Exchange Act Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term “Swap”
  • Commodity Exchange Act Sec. 8e., [7 USC §12e] Repealed
  • Commodity Exchange Act Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
  • Commodity Exchange Act Sec. 10., [7 USC §17] Separability
  • Commodity Exchange Act Sec. 11., [7 USC §14] Repealed
  • Commodity Exchange Act Sec. 12., [7 USC §16] Commission Operations
  • Commodity Exchange Act Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
  • Commodity Exchange Act Sec. 14., [7 USC §18] Complaints against Registered Persons
  • Commodity Exchange Act Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
  • Commodity Exchange Act Sec. 16., [7 USC §20] Market Reports
  • Commodity Exchange Act Sec. 17., [7 USC §21] Registered Futures Associations
  • Commodity Exchange Act Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Commodity Exchange Act Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
  • Commodity Exchange Act Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
  • Commodity Exchange Act Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Commodity Exchange Act Sec. 21., [7 USC §24a] Swap Data Repositories
  • Commodity Exchange Act Sec. 22., [7 USC §25] Private Rights of Action
  • Commodity Exchange Act Sec. 23., [7 USC §26] Commodity Whistleblower Incentives and Protection
  • Commodity Exchange Act Sec. 3., [7 USC §5] Findings and Purpose
  • Commodity Exchange Act Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
  • Commodity Exchange Act Sec. 4a., [7 USC §6a] Excessive Speculation
  • Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
  • Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
  • Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Sec. 4f., [7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
  • Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
  • Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
  • Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Sec. 1., [7 USC §1] Short Title
  • Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Sec. 4p, [7 USC §6p] Standards and Examinations
  • Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
  • Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
  • Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
  • Sec. 1a., [7 USC §1a] Definitions
  • Sec. 5a., [7 USC §7a] [Repealed.]
  • Sec. 5b., [§7a-1(a)] Derivatives Clearing Organizations—Registration Requirement
  • Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
  • Sec. 5d., [7 USC §7a-3] [Repealed.]
  • Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
  • Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Sec. 5g., [7 USC §7b-2] Privacy
  • Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
  • Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives TransactionExecution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term “Swap”
  • Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
  • Sec. 6d., [7 USC §13a-2] Jurisdiction of States
  • Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As “Registered Entity”; Redesignation or Reregistration
  • Sec. 8., [7 USC §12] Public Disclosure
  • Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
  • Sec. 8c., [7 USC §12c] Disciplinary Actions
  • Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Sec. 8e., [7 USC §12e] Repealed
  • Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
  • Sec. 10., [7 USC §17] Separability
  • Sec. 11., [7 USC §14] Repealed
  • Sec. 12., [7 USC §16] Commission Operations
  • Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
  • Sec. 14., [7 USC §18] Complaints against Registered Persons
  • Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
  • Sec. 16., [7 USC §20] Market Reports
  • Sec. 17., [7 USC §21] Registered Futures Associations
  • Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
  • Sec. 3., [7 USC §5] Findings and Purpose
  • Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
  • Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Sec. 21., [7 USC §24a] Swap Data Repositories
  • Sec. 22., [7 USC §25] Private Rights of Action
  • Sec. 23., [7 U.S.C. 26] Commodity Whistleblower Incentives and Protection
  • Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
  • Sec. 4a., [7 USC §6a] Excessive Speculation
  • Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
Control code
wkl201603087
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
c
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
wkl201603087
Label
Commodity Exchange Act
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
  • Commodity Exchange Act Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
  • Commodity Exchange Act Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
  • Commodity Exchange Act Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
  • Commodity Exchange Act Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Commodity Exchange Act Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Commodity Exchange Act Sec. 4f., 7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
  • Commodity Exchange Act Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
  • Commodity Exchange Act Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
  • Commodity Exchange Act Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Commodity Exchange Act Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • COMMODITY EXCHANGE ACT
  • Commodity Exchange Act Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Commodity Exchange Act Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Commodity Exchange Act Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Commodity Exchange Act Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Commodity Exchange Act Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Commodity Exchange Act Sec. 4p., [7 USC §6p] Standards and Examinations
  • Commodity Exchange Act Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Commodity Exchange Act Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
  • Commodity Exchange Act Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Commodity Exchange Act Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
  • Commodity Exchange Act Sec. 1., [7 USC §1] Short Title
  • Commodity Exchange Act Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
  • Commodity Exchange Act Sec. 5a., [7 USC §7a] [Repealed.]
  • Commodity Exchange Act Sec. 5b., [7 USC §7a-1(a)] Derivatives Clearing Organizations—Registration Requirement
  • Commodity Exchange Act Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
  • Commodity Exchange Act Sec. 5d., [7 USC §7a-3] [Repealed.]
  • Commodity Exchange Act Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
  • Commodity Exchange Act Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Commodity Exchange Act Sec. 5g., [7 USC §7b-2] Privacy
  • Commodity Exchange Act Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
  • Commodity Exchange Act Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives Transaction Execution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Commodity Exchange Act Sec. 1a., [7 USC §1a] Definitions
  • Commodity Exchange Act Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Commodity Exchange Act Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Commodity Exchange Act Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
  • Commodity Exchange Act Sec. 6d., [7 USC §13a-2] Jurisdiction of States
  • Commodity Exchange Act Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As “Registered Entity”; Redesignation or Reregistration
  • Commodity Exchange Act Sec. 8., [7 USC §12] Public Disclosure
  • Commodity Exchange Act Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Commodity Exchange Act Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
  • Commodity Exchange Act Sec. 8c., [7 USC §12c] Disciplinary Actions
  • Commodity Exchange Act Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Commodity Exchange Act Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term “Swap”
  • Commodity Exchange Act Sec. 8e., [7 USC §12e] Repealed
  • Commodity Exchange Act Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
  • Commodity Exchange Act Sec. 10., [7 USC §17] Separability
  • Commodity Exchange Act Sec. 11., [7 USC §14] Repealed
  • Commodity Exchange Act Sec. 12., [7 USC §16] Commission Operations
  • Commodity Exchange Act Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
  • Commodity Exchange Act Sec. 14., [7 USC §18] Complaints against Registered Persons
  • Commodity Exchange Act Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
  • Commodity Exchange Act Sec. 16., [7 USC §20] Market Reports
  • Commodity Exchange Act Sec. 17., [7 USC §21] Registered Futures Associations
  • Commodity Exchange Act Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Commodity Exchange Act Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
  • Commodity Exchange Act Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
  • Commodity Exchange Act Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Commodity Exchange Act Sec. 21., [7 USC §24a] Swap Data Repositories
  • Commodity Exchange Act Sec. 22., [7 USC §25] Private Rights of Action
  • Commodity Exchange Act Sec. 23., [7 USC §26] Commodity Whistleblower Incentives and Protection
  • Commodity Exchange Act Sec. 3., [7 USC §5] Findings and Purpose
  • Commodity Exchange Act Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
  • Commodity Exchange Act Sec. 4a., [7 USC §6a] Excessive Speculation
  • Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
  • Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
  • Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Sec. 4f., [7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
  • Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
  • Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
  • Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Sec. 1., [7 USC §1] Short Title
  • Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Sec. 4p, [7 USC §6p] Standards and Examinations
  • Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
  • Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
  • Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
  • Sec. 1a., [7 USC §1a] Definitions
  • Sec. 5a., [7 USC §7a] [Repealed.]
  • Sec. 5b., [§7a-1(a)] Derivatives Clearing Organizations—Registration Requirement
  • Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
  • Sec. 5d., [7 USC §7a-3] [Repealed.]
  • Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
  • Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Sec. 5g., [7 USC §7b-2] Privacy
  • Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
  • Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives TransactionExecution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term “Swap”
  • Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
  • Sec. 6d., [7 USC §13a-2] Jurisdiction of States
  • Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As “Registered Entity”; Redesignation or Reregistration
  • Sec. 8., [7 USC §12] Public Disclosure
  • Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
  • Sec. 8c., [7 USC §12c] Disciplinary Actions
  • Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Sec. 8e., [7 USC §12e] Repealed
  • Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
  • Sec. 10., [7 USC §17] Separability
  • Sec. 11., [7 USC §14] Repealed
  • Sec. 12., [7 USC §16] Commission Operations
  • Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
  • Sec. 14., [7 USC §18] Complaints against Registered Persons
  • Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
  • Sec. 16., [7 USC §20] Market Reports
  • Sec. 17., [7 USC §21] Registered Futures Associations
  • Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
  • Sec. 3., [7 USC §5] Findings and Purpose
  • Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
  • Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Sec. 21., [7 USC §24a] Swap Data Repositories
  • Sec. 22., [7 USC §25] Private Rights of Action
  • Sec. 23., [7 U.S.C. 26] Commodity Whistleblower Incentives and Protection
  • Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
  • Sec. 4a., [7 USC §6a] Excessive Speculation
  • Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
Control code
wkl201603087
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
c
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
wkl201603087

Library Locations

    • Pardee Legal Research CenterBorrow it
      5998 Alcalá Park, San Diego, CA, 92110-2492, US
      32.771471 -117.187496
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