Coverart for item
The Resource Governance practices at financial regulatory and supervisory agencies, prepared by Steven Seelig and Alicia Novoa

Governance practices at financial regulatory and supervisory agencies, prepared by Steven Seelig and Alicia Novoa

Label
Governance practices at financial regulatory and supervisory agencies
Title
Governance practices at financial regulatory and supervisory agencies
Statement of responsibility
prepared by Steven Seelig and Alicia Novoa
Creator
Contributor
Author
Subject
Genre
Language
eng
Summary
This paper summarizes the results of a survey of financial supervisory agencies in IMF member countries conducted in 2007. Responses were received from 140 financial sector supervisors in 103 countries. A majority of these are separate stand-alone agencies, though, a majority of bank supervisors are part of a central bank. The survey asked respondents about their governance structure and practices, as well as practices and policies related to public transparency and accountability. Most agencies reported having operational independence. Bank supervisors were unique in viewing financial stabili
Member of
Action
digitized
Cataloging source
CUS
http://bibfra.me/vocab/lite/collectionName
IMF eLibrary
http://library.link/vocab/creatorName
Seelig, Steven A
Illustrations
illustrations
Index
no index present
Language note
English
LC call number
HG3810
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
http://library.link/vocab/relatedWorkOrContributorName
  • Novoa, Alicia
  • International Monetary Fund
Series statement
IMF Working Paper
Series volume
WP/09/135
http://library.link/vocab/subjectName
  • Consumer credit
  • Consumer credit
  • United States
  • Finanzsektor
  • Aufsichtsbehörde
  • Regulierung
  • Welt
Label
Governance practices at financial regulatory and supervisory agencies, prepared by Steven Seelig and Alicia Novoa
Instantiates
Publication
Copyright
Note
  • At head of title: Monetary and Capital Markets Department
  • "July 2009."
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • I. Introduction; Boxes; 1. The Survey in Numbers; II. Key Findings; III. The Responding Agencies; A. Demographics within the Government; Figures; 1. Location of Supervisors; B. Independence; 2. Location of Agencies by Type; IV. Agency Mandates; A. Mandates; 3. All Agencies-Number of Supervised Entities; B. Avoiding Overlap and Conflict Resolution; V. How are Financial Sector Supervisors Governed?; A. Structure of the Governing Body; B. Appointment of Members to Governing Bodies; C. Legal Protection for Supervisors; D. Termination of Governing Body Members
  • VI. Resources and Agency Management A. Funding; 4. Legal Protection by Type of Institution; B. Budget Authority and Compensation; C. Code of Conduct; VII. Accountability and Transparency to Stakeholders; A. Accountability; Table; 1. Ability to Set Salary Level and Structure; B. Financial Statements; C. Rule making and Appeals of Agency Decisions; D. Independent Review; 5. Supervisors' Ability to Take Actions Pending Appeal; VIII. Agency Communication with the Public; A. Communications with the Public; 6. Periodic Internal Bench marking-Per Type of Institution
  • 7. Periodic External Bench marking-Per Type of Institution B. Regulatory Impact Analysis; C. Supervisory Sanctions; 8. Preparation of Regulatory Impact Assessments-Per Type of Institution; D. Confidentiality of Information; IX. Are There Differences Between Bank Supervisors that are in the Central Bank and those Outside?; Figure 9. Release of Sanction Decisions; X. Concluding Comments; Appendix; Participating Surveyed Regulatory and Supervisory Agencies
Control code
539117893
Dimensions
unknown
Extent
1 online resource (31 pages)
Form of item
online
Isbn
9786612843495
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Other physical details
color illustrations
Reproduction note
Electronic reproduction.
Sound
unknown sound
Specific material designation
remote
System control number
(OCoLC)539117893
System details
Master and use copy. Digital master created according to Benchmark for Faithful Digital Reproductions of Monographs and Serials, Version 1. Digital Library Federation, December 2002.
Label
Governance practices at financial regulatory and supervisory agencies, prepared by Steven Seelig and Alicia Novoa
Publication
Copyright
Note
  • At head of title: Monetary and Capital Markets Department
  • "July 2009."
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • I. Introduction; Boxes; 1. The Survey in Numbers; II. Key Findings; III. The Responding Agencies; A. Demographics within the Government; Figures; 1. Location of Supervisors; B. Independence; 2. Location of Agencies by Type; IV. Agency Mandates; A. Mandates; 3. All Agencies-Number of Supervised Entities; B. Avoiding Overlap and Conflict Resolution; V. How are Financial Sector Supervisors Governed?; A. Structure of the Governing Body; B. Appointment of Members to Governing Bodies; C. Legal Protection for Supervisors; D. Termination of Governing Body Members
  • VI. Resources and Agency Management A. Funding; 4. Legal Protection by Type of Institution; B. Budget Authority and Compensation; C. Code of Conduct; VII. Accountability and Transparency to Stakeholders; A. Accountability; Table; 1. Ability to Set Salary Level and Structure; B. Financial Statements; C. Rule making and Appeals of Agency Decisions; D. Independent Review; 5. Supervisors' Ability to Take Actions Pending Appeal; VIII. Agency Communication with the Public; A. Communications with the Public; 6. Periodic Internal Bench marking-Per Type of Institution
  • 7. Periodic External Bench marking-Per Type of Institution B. Regulatory Impact Analysis; C. Supervisory Sanctions; 8. Preparation of Regulatory Impact Assessments-Per Type of Institution; D. Confidentiality of Information; IX. Are There Differences Between Bank Supervisors that are in the Central Bank and those Outside?; Figure 9. Release of Sanction Decisions; X. Concluding Comments; Appendix; Participating Surveyed Regulatory and Supervisory Agencies
Control code
539117893
Dimensions
unknown
Extent
1 online resource (31 pages)
Form of item
online
Isbn
9786612843495
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Other physical details
color illustrations
Reproduction note
Electronic reproduction.
Sound
unknown sound
Specific material designation
remote
System control number
(OCoLC)539117893
System details
Master and use copy. Digital master created according to Benchmark for Faithful Digital Reproductions of Monographs and Serials, Version 1. Digital Library Federation, December 2002.

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