Coverart for item
The Resource Wall Street polices itself : how securities firms manage the legal hazards of competitive pressures, David P. McCaffrey and David W. Hart

Wall Street polices itself : how securities firms manage the legal hazards of competitive pressures, David P. McCaffrey and David W. Hart

Label
Wall Street polices itself : how securities firms manage the legal hazards of competitive pressures
Title
Wall Street polices itself
Title remainder
how securities firms manage the legal hazards of competitive pressures
Statement of responsibility
David P. McCaffrey and David W. Hart
Creator
Contributor
Subject
Language
eng
Summary
Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry
Cataloging source
DLC
http://library.link/vocab/creatorDate
1930-
http://library.link/vocab/creatorName
McCaffrey, David P.
Index
index present
LC call number
HG4910
LC item number
.M367 1998
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
Hart, David W
http://library.link/vocab/subjectName
Securities industry
Label
Wall Street polices itself : how securities firms manage the legal hazards of competitive pressures, David P. McCaffrey and David W. Hart
Instantiates
Publication
Bibliography note
Includes bibliographical references (pages 189-208) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Control code
36847779
Dimensions
24 cm
Extent
vi, 211 pages
Isbn
9780195111873
Isbn Type
(alk. paper)
Lccn
97018732
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Label
Wall Street polices itself : how securities firms manage the legal hazards of competitive pressures, David P. McCaffrey and David W. Hart
Publication
Bibliography note
Includes bibliographical references (pages 189-208) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Control code
36847779
Dimensions
24 cm
Extent
vi, 211 pages
Isbn
9780195111873
Isbn Type
(alk. paper)
Lccn
97018732
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n

Library Locations

    • Pardee Legal Research CenterBorrow it
      5998 Alcalá Park, San Diego, CA, 92110-2492, US
      32.771471 -117.187496
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