United States, Securities and Exchange Commission
Resource Information
The organization United States, Securities and Exchange Commission represents an institution, an association, or corporate body that is associated with resources found in University of San Diego Libraries.
The Resource
United States, Securities and Exchange Commission
Resource Information
The organization United States, Securities and Exchange Commission represents an institution, an association, or corporate body that is associated with resources found in University of San Diego Libraries.
- Label
- United States, Securities and Exchange Commission
- Subordinate unit
- Securities and Exchange Commission
160 Items by the Organization United States, Securities and Exchange Commission
A sample of Items that are about the Organization United States, Securities and Exchange Commission See All
Context
Context of United States, Securities and Exchange CommissionCreator of
No resources found
No enriched resources found
- Securities and Exchange Commission 34th annual Report
- Report on the role and function of credit rating agencies in the operation of the securities markets : as required by section 702(b) of the Sarbanes-Oxley Act of 2002
- 23rd annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957
- Report on the role and function of credit rating agencies in the operation of the securities markets : as required by section 702(b) of the Sarbanes-Oxley Act of 2002
- Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
- Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees : pursuant to section 211 of the Securities Exchange Act of 1934 Washington, D.C
- Report on the study of investment trusts and investment companies : pursuant to Section 30 of the Public Utility Holding Company Act of 1935
- Report pursuant to Section 21(a) of the Securities Exchange Act of 1934 regarding the NASD and the Nasdaq market
- Report pursuant to Section 21(a) of the Securities Exchange Act of 1934 regarding the NASD and the Nasdaq market
- Reports on Banks Securities Activities of the Securities and Exchange Commission : Pursuant to Section 11A(e) of the Securities Exchange Act of 1934 (Public Law 94-29)
- Reports on Banks Securities Activities of the Securities and Exchange Commission : Pursuant to Section 11A(e) of the Securities Exchange Act of 1934 (Public Law 94-29)
- Thirteenth annual report of the Securities and Exchange Commission fiscal year ended June 30, 1947
- Annual report of the Securities and Exchange Commission
- Annual report of the Securities and Exchange Commission
- Investment trusts and investment companies : Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act. of 1935 ; fixed and semifixed investments trusts
- Investment trusts and investment companies : report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935 : index digest
- Annual report of the Securities and Exchange Commission for the fiscal year ended ..
- Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
- Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
- Compilation of releases dealing with matters arising under the Securities exchange act of 1934 and Investment advisers act of 1940
- Compilation of releases dealing with matters frequently arising under the Securities act of 1933
- Twentieth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1954
- Nineteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1953
- Compilation of releases under Securities act of 1933 : to and including December 31, 1936
- Public utility holding company act of 1935 : as amended June 4, 1975
- Report of Special Study of Securities Markets of the Securities and Exchange Commission
- Report of special study of securities markets of the Securities and Exchange Commission
- Report of special study of securities markets of the Securities and Exchange Commission
- Report of special study of securities markets of the Securities and Exchange Commission
- Compilation of releases, commission opinions, and other material dealing with matters frequently arising under the Investment company act of 1940
- Decisions
- Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
- Decisions
- Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
- Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities exchange act of 1934
- Decisions and reports
- Report of the Securities and Exchange Commission on questionable and illegal corporate payments and practices
- United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and estate of John A. Hayes, individually and as partners doing business as Richard Whitney & Company : Pursuant to section 21 (a) of the Securities exchange act of 1934 .
- Report of the Securities and Exchange Commission on questionable and illegal corporate payments and practices : submitted to the committee on Banking, Housing and Urban Affairs
- Report of the Securities and Exchange Commission on the public policy implications of investment company growth : report of the Committee on Interstate and Foreign Commerce, pursuant to section 136 of the Legislative Reorganization Act of 1946, Public Law 601, 79th Congress, and House Resolution 35, 89th Congress
- Decisions and reports
- 31st annual report 1965. Securities and Exchange Commission for the fiscal year ended June 30, 1965
- Eighteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1952
- Report of the staff of the Securities and Exchange Commission : on the potential economic impact of a repeal of section 22 (d) of the Investment Company Act of 1940
- Report on intermarket coordination : pursuant to Section 8 (a) of the Market Reform Act of 1990
- Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to Section 11(e) of the Securities exchange act of 1934
- SEC ... annual report
- SEC administrative policy : re-balance-sheet treatment of deferred income-tax credits
- SEC administrative policy re : balance-sheet treatment of deferred income-tax credits
- SEC docket
- SEC docket
- SEC docket
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- [28th annual report of Securities and Exchange Commission, fiscal year 1962]
- 25th annual report of the Securities and Exchange Commission
- 33rd annual report 1967 for the fiscal year ended June 30th
- Study of unsafe and unsound practices of brokers and dealers : report and recommendations (pursuant to section 11 (h) of the Securities investor protection act of 1970)
- Fifteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1949
- Twelfth annual report of the Securities and Exchange Commission
- Final report of the Securities and Exchange Commission : on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
- Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934
- Securities and Exchange Commission
- Securities and Exchange Commission 1970 for the FY ended June 30th
- 35th Annual Report, 1969 for the FY ended June 30th
- 32nd annual report. Securities and Exchange Commission 1966. Fiscal year ended June 30
- 26th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1960
- Securities and Exchange Commission : Final Report in the Matter of Transactions in the Securities of the City of New York
- Securities and Exchange Commission report on tender offer laws
- Securities and Exchange Commission report on tender offer laws : printed for the use of the Committee on Banking, Housing, and Urban Affairs, United States Senate
- Securities and Exchange Commission report to Congress on the accounting profession and the Commission's oversight role
- Securities and Exchange Commission report to Congress on the accounting profession and the Commission's oversight role
- Securities and Exchange Commission report to Congress on the accounting profession and the Commission's oversight role
- 39th Annual report of the Securities and Exchange Commission for the year ended June 30th
- Seventeenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1951
- General rules and regulations under the Securities Act of 1933 : as in effect July 1, 1970
- General rules and regulations under the Securities exchange act of 1934 : as in effect April l, 1970
- Sixteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1950
- 40th Annual report of the Securities and Exchange Commission, for the FY ended June 30th
- "--good people, important problems and workable laws" : 50 years of the U.S. Securities and Exchange Commission
- The financial collapse of the Penn Central Company : staff report to the Special Subcommittee on Investigations [of the Committee on Interstate and Foreign Commerce, U.S. House of Representatives] (with comments on H.R. 12128 by SEC and ICC)
- House documents, Vol. 8, Securities and Exchange Commission, 42d annual report fiscal 1976
- Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
- 27th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1961
- 24th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1958
- 29th annual report of the Securities and Exchange Commission for the fiscal year ended June 30, 1963
- Staff report on transactions in securities of the city of New York
- 22nd annual report of the Securities and Exchange Commission fiscal year ended June 30, 1956
- 21st annual report of the Securities and Exchange Commission fiscal year ended June 30, 1955
- 30th annual report for the fiscal year ended June 30, 1964. Securities and Exchange Commission
- Institutional investor study report
- Institutional investor study report of the Securities and Exchange Commission
- Annual report of the SEC
- Staff report on transactions in securities of the city of New York
- Annual report of the SEC for the FY ended June 30, 1975
- Annual report of the SEC for the fiscal year
Contributor of
No resources found
No enriched resources found
- Wayward capitalists : target of the Securities and Exchange Commission
- [Special study of securities markets, pt. 1]
- Statistical bulletin (Securities and Exchange Commission)
- Stock markets : information vendors need SEC oversight to control automation risks : report to the Chairman, Securities and Exhange Commission
- Study of Unsafe and Unsound Practices of Brokers and Dealers
- Study of the effectiveness of the implementation of the Government Securities Act of 1986
- Supplement to Index to Commission decisions : March 16, 1987 through December 31, 1989
- A Study of Mutual Funds
- A study of mutual funds
- A study of mutual funds
- A study of mutual funds : prepared for the Securities and Exchange Commission
- Accounting series releases
- Accounting series releases
- Amendments to Investment Company Act of 1940 : report (to accompany H.R. 2481)
- [Special study of securities markets, pt. 2-3]
- Trust indenture act of 1939 and General rules and regulations thereunder : as in effect August 1, 1963
- Environmental disclosure : SEC should explore ways to improve tracking and transparency of information : report to congressional requesters
- Environmental disclosure : SEC should explore ways to improve tracking and transparency of information : report to congressional requesters
- Environmental disclosure : briefing on GAO's findings and recommendations
- Federal utility regulation, annotated
- Financial audit : Securities and Exchange Commission's financial statements for fiscal years 2005 and 2004 : report to the Chairman, U.S. Securities and Exchange Commission
- Financial audit : Securities and Exchange Commission's financial statements for fiscal years 2006 and 2005 : report to the Chairman, U.S. Securities and Exchange Commission
- Financial audit : securities and exchange commission's financial statements for fiscal year 2004 : report to the Chairman, U.S. Securities and Exchange Commission
- House documents
- House documents
- House documents
- Increase in "Regulation A" Exemption
- Independent regulatory commissions : comparative operating data for years 1949 and 1959 ; compilation from commission reports and answers to June 3, 1960, subcommittee questionaire showing workload ; personnel ; turnover ; backlog ; number of cases determined ; regulatory problems and appropriations of Civil Aeronautics Board, Federal Communications Commission, Federal Power Commission, Federal Trade Commission, Interstate Commerce Commission, and Securities and Exchange Commission
- Index of releases
- Information for investors on opening and maintaining an account with a stockbroker
- Information security : Securities and Exchange Commission needs to consistently implement effective controls : report to the Chairman, Securities and Exchange Commission
- Initial public offerings : guidance needed on disclosure of underwriters' disciplinary histories : report to the chairman, Securities and Exchange Commission
- Injunctions in cases involving acts of Congress. Letter from the Chairman of the Securities exchange Commission transmitting in response to Senate Resolution No. 82 certain information concerning injunctions or judgments issued or rendered by Federal courts since March 4, 1933, in cases involving acts of Congress
- Institutional Investor Study Report of the Securities and Exchange Commission. Summary Volume
- Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
- Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
- Investment Company Act Amendment
- Investment Trusts and Investment Companies
- Investment company act of 1940 : as in effect November 1, 1974
- Investment company amendments of 1967: S. 1659 : analysis of S. 1659 [prepared by the Securities and Exchange Commission, and] comparative print showing changes in existing law
- Investment trusts and investment companies
- Joint report on the government securities market
- Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives
- Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives
- Official list of section 13(f) securities
- Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
- Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
- [Special study of securities markets, pt. 4-6]
- Report of the Securities and Exchange Commission on proposals for amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934
- Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets
- Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets
- Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets
- Report on the government of securities exchanges. Letter from the Chairman of the Securities and Exchange Commission transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations
- SEC handbook : rules and forms for financial statements and related disclosures
- SEC monthly statistical review
- SEC news digest
- SEC news digest
- SEC news digest
- Securities Investor Protection Act of 1970
- Securities act of 1933, as amended to August 20, 1964 : public no. 22, 73d Congress, H.R. 5480
- [SEC regulations]
- [Special study of securities markets, part 1]
- [Special study of securities markets, part 2-3]
- Securities traded on exchanges under the Securities Exchange Act as of ..
- [Special study of securities markets, part 4-6]
Focus of
No resources found
No enriched resources found
- United States, Securities and Exchange Commission -- History
- United States, Securities and Exchange Commission -- Rules and practice | Evaluation
- United States, Securities and Exchange Commission -- Rules and practice -- Evaluation
- United States, Securities and Exchange Commission -- Rules and practice
- United States, Securities and Exchange Commission -- Rules and practice
- United States, Securities and Exchange Commission -- Reorganization
- United States, Securities and Exchange Commission -- Records and correspondence | Access control
- United States, Securities and Exchange Commission -- Records and correspondence -- Access control
- United States, Securities and Exchange Commission -- Procurement | Evaluation
- United States, Securities and Exchange Commission -- Planning
- United States, Securities and Exchange Commission -- Personnel management
- United States, Securities and Exchange Commission -- Periodicals
- United States, Securities and Exchange Commission -- Officials and employees | Selection and appointment
- United States, Securities and Exchange Commission
- United States, Securities and Exchange Commission -- Officials and employees | Salaries, etc
- United States, Securities and Exchange Commission -- Officials and employees | Professional ethics
- United States, Securities and Exchange Commission -- Officials and employees
- United States, Securities and Exchange Commission -- Management | Evaluation
- United States, Securities and Exchange Commission -- Management
- United States, Securities and Exchange Commission -- Job descriptions
- United States, Securities and Exchange Commission -- Influence
- United States, Securities and Exchange Commission -- Information technology | Security measures | Evaluation
- United States, Securities and Exchange Commission -- Appropriations and expenditures | Auditing
- United States, Securities and Exchange Commission -- Congresses
- United States, Securities and Exchange Commission -- Bibliography
- United States, Securities and Exchange Commission -- Information services
- United States, Securities and Exchange Commission -- Data processing | Evaluation
- United States, Securities and Exchange Commission -- Accounting
- United States, Securities and Exchange Commission -- Appointments, promotions, salaries, etc
- United States, Securities and Exchange Commission -- Finance
- United States, Securities and Exchange Commission -- Biography
- United States, Securities and Exchange Commission -- Appropriations and expenditures
- United States, Securities and Exchange Commission -- Auditing
- United States, Securities and Exchange Commission -- Security measures
- United States, Securities and Exchange Commission -- Salaries, etc
Author of
No resources found
No enriched resources found
- Fifteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1949
- 21st annual report of the Securities and Exchange Commission fiscal year ended June 30, 1955
- 22nd annual report of the Securities and Exchange Commission fiscal year ended June 30, 1956
- 23rd annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957
- 24th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1958
- 25th annual report of the Securities and Exchange Commission
- 26th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1960
- 27th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1961
- 29th annual report of the Securities and Exchange Commission for the fiscal year ended June 30, 1963
- 30th annual report for the fiscal year ended June 30, 1964. Securities and Exchange Commission
- 31st annual report 1965. Securities and Exchange Commission for the fiscal year ended June 30, 1965
- 32nd annual report. Securities and Exchange Commission 1966. Fiscal year ended June 30
- 33rd annual report 1967 for the fiscal year ended June 30th
- 35th Annual Report, 1969 for the FY ended June 30th
- 39th Annual report of the Securities and Exchange Commission for the year ended June 30th
- 40th Annual report of the Securities and Exchange Commission, for the FY ended June 30th
- Annual report of the SEC for the FY ended June 30, 1975
- Annual report of the Securities and Exchange Commission
- Eighteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1952
- Final report of the Securities and Exchange Commission : on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
- House documents, Vol. 8, Securities and Exchange Commission, 42d annual report fiscal 1976
- Nineteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1953
- Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
- Report of the Securities and Exchange Commission on questionable and illegal corporate payments and practices
- Report on the role and function of credit rating agencies in the operation of the securities markets : as required by section 702(b) of the Sarbanes-Oxley Act of 2002
- Reports on Banks Securities Activities of the Securities and Exchange Commission : Pursuant to Section 11A(e) of the Securities Exchange Act of 1934 (Public Law 94-29)
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- Securities and Exchange Commission
- Securities and Exchange Commission 1970 for the FY ended June 30th
- Securities and Exchange Commission 34th annual Report
- Securities and Exchange Commission : Final Report in the Matter of Transactions in the Securities of the City of New York
- Securities and Exchange Commission report on tender offer laws
- Seventeenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1951
- Sixteenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1950
- Staff report on transactions in securities of the city of New York
- The financial collapse of the Penn Central Company : staff report to the Special Subcommittee on Investigations [of the Committee on Interstate and Foreign Commerce, U.S. House of Representatives] (with comments on H.R. 12128 by SEC and ICC)
- Thirteenth annual report of the Securities and Exchange Commission fiscal year ended June 30, 1947
- Twelfth annual report of the Securities and Exchange Commission
- Twentieth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1954
- [28th annual report of Securities and Exchange Commission, fiscal year 1962]
Issuing body of
No resources found
No enriched resources found
- [Special study of securities markets, part 2-3]
- [Special study of securities markets, part 1]
- [Special study of securities markets, pt. 4-6]
- Report on the government of securities exchanges. Letter from the Chairman of the Securities and Exchange Commission transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations
- Investment trusts and investment companies
- Investment Trusts and Investment Companies
- Investment Company Act Amendment
- Institutional Investor Study Report of the Securities and Exchange Commission. Summary Volume
- Injunctions in cases involving acts of Congress. Letter from the Chairman of the Securities exchange Commission transmitting in response to Senate Resolution No. 82 certain information concerning injunctions or judgments issued or rendered by Federal courts since March 4, 1933, in cases involving acts of Congress
- Increase in "Regulation A" Exemption
- [Special study of securities markets, pt. 2-3]
- House documents
- House documents
- House documents
- Amendments to Investment Company Act of 1940 : report (to accompany H.R. 2481)
- [Special study of securities markets, pt. 1]
- [Special study of securities markets, part 4-6]
- Study of Unsafe and Unsound Practices of Brokers and Dealers
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/60zWkS0iCks/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/60zWkS0iCks/">United States, Securities and Exchange Commission</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/60zWkS0iCks/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/60zWkS0iCks/">United States, Securities and Exchange Commission</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
