Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
The Resource
Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
- Label
- Securities
- Authority link
- http://id.worldcat.org/fast/01110743
- Source
- fast
100+ Items that share the Concept Securities
Context
Context of SecuritiesSubject of
- A manual for the issuing and sale of Ohio bonds and other public securities : with forms of procedure
- A new series of the great city frauds of Cole, Davidson, & Gordon
- A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006
- A treatise on the law of public securities in America : including bonds and other obligations issued by the United States, the states of the Union, and by cities, towns and other municipalities
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accounting series releases
- American and foreign stock exchange practice, stock and bond trading, and the business corporation laws of all nations : together with local regulations, laws, fees and taxes affecting American firms and corporations carrying on business in any other states of the U.S.A., or establishing branches or agencies in foreign countries
- An introduction to securities regulation
- Analysis of key SEC no-action letters
- Andrews securities litigation & regulation reporter
- Annual review of banking and financial law
- Annual review of banking and financial law
- Asset securitization report
- Asset-backed alert
- Australian interagency agreements
- Bankruptcy DataSource, Company profiles, news and reorganization plans
- Blue Sky Law
- Blue sky laws : analysis and text
- Blue sky laws : analysis and text
- Broker-dealer regulation in a nutshell
- Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks, August 4, 5, and 6 ; and September 1, 1976
- Business enterprises : legal structures, governance, and policy : cases, materials, and problems
- California corporation laws : including partnerships, non-profit corporations, business associations ; with appendix of approved forms, articles, by-laws, minutes
- California practice guide, Corporations
- China's holdings of U.S. securities : implications for the U.S. economy
- Comments, cases, and materials on securities regulation
- Commercial mortgage alert : the weekly update on secondary-market activity
- Compilation of releases dealing with matters arising under the Securities exchange act of 1934 and Investment advisers act of 1940
- Compilation of releases dealing with matters frequently arising under the Securities act of 1933
- Compilation of releases under Securities act of 1933 : to and including December 31, 1936
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
- Contemporary issues in securities regulation
- Corporate Finance and the Securities Laws
- Corporate Finance in a Nutshell
- Corporate finance
- Corporate finance and the securities laws
- Corporate finance in a nutshell
- Corporate securities : a chart for use in the determination of the validity of bonds and trust deeds, equipment trust certificates, debentures and debenture agreements, and capital stock, and in the protection of the trustee of corporate mortgages : showing instruments to be considered, facts to be ascertained, and law to be examined
- Corporation finance : an exposition of the principles and methods governing the promotion, organization and management of modern corporations
- Corporations and other business associations : selected statutes, rules, and forms
- Criminal cases of California : a ready reference to the leading cases on principal felony crimes and rules of evidence, and a compilation of decisions construing the Corporate Securities Act
- Decisions and reports
- Delaware corporate litigation reporter
- Disposiciones legales y reglamentarias del mercado de valores en el Perú : con especial referencia al aspecto bursátil
- District of Columbia Securities Act : P.L. 88-503, 78 Stat. 620, August 30, 1964
- Dow Jones emerging markets report
- Due diligence : periodic reports and securities offerings
- Emerging Europe portfolio
- European securities trading
- Federal securities act handbook
- Federal securities law
- Fordham finance, securities & tax law forum
- Fraudulent practices in respect to securities and commodities : with special reference to the Martin Act (Article 23-A, General business law) : with annotations, forms and precedents
- Fundamentals of securities regulation
- German confiscations of American securities
- Global Issues in Securities Law
- Global investor
- Global securities litigation and enforcement
- Going public, the IPO reporter
- Hong Kong securities cases
- Hong Kong securities legislation
- Hybrid corporate securities : international legal aspects
- In Congress, March 25, 1777 : Whereas by a resolve of Congress of the 3d of October, 1776, the commissioners of the loan-offices were directed to transmit to the Continental treasurer once a month an account of the cash in their respective offices ... Resolved, that the several commissioners of the loan-offices hereafter make monthly returns to the Board of Treasury
- Insurance provisions of financial services modernization bills in the 106th Congress : antecedent Supreme Court decisions
- Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
- Investment adviser regulation in a nutshell
- Investment analysis and portfolio management
- Investment analysis and portfolio management
- Investor's business daily
- Journal of business & securities law
- Journal of comparative business and capital market law
- Journal of comparative corporate law and securities regulation
- Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
- La protection des porteurs de valeurs mobilières : du point de vue international
- Law relating to stocks, bonds, and other securities, in the United States
- Laws relating to Securities Commission exchanges and holding companies : (with indices)
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Legal aspects of the transfer of securities
- Legislation against speculation and gambling in the forms of trade : including "futures," "options," and "short sales"
- Legislative history of the Securities Act of 1933 and Securities Exchange act of 1934
- Les valeurs mobilières envisagées au point de vue des conflits de lois
- Liability of attorneys and accountants for securities transactions
- Limited offering exemptions, Regulation D
- Main Street and Wall Street
- Manual of securities laws of the United States : containing the complete securities (Blue Sky) laws of all of the states arranged under standard headings and proper sub-headings : a digest of all the reported decisions of the courts bearing directly or indirectly on such laws : a series of charts showing classes of securities embraced within such laws and those exempted : rulings of attorneys-general and of the various departments and a reproduction of forms used by the various departments
- Modernization of the Glass-Steagall Act : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session on the history of the Glass-Steagall Act and its current relevance in the future of the nation's financial services industry, July 30, 1987
- Monetary mischief
- Mortgage-backed securities letter
- NASD manual
- NASD manual : official publication of the National Association of Securities Dealers, Inc
- National Securities Markets Improvement Act of 1996 : 110 Stat. 3416, P.L. 104-290
- On Wall Street
- Operations management
- Origin and growth of the law governing the transfer of monetary securities
- Periodic reporting under the federal securities laws
- Practical and legal manual for the investor
- Principles of Securities Regulation
- Principles of securities regulation
- Principles of securities regulation
- Private placement reporter
- Problems in investment
- Public regulation in origination and distribution of securities
- Railroad capitalization : a study of the principles of regulation of railroad securities
- Regulation D : The Rule 504 Exemption
- Regulation D : the Rule 506(b) and 506(c) Exemptions
- Regulation of Security Issues by the Interstate Commerce Commission
- Regulation of investment advisers
- Report of special study of securities markets of the Securities and Exchange Commission
- Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to Section 11(e) of the Securities exchange act of 1934
- Resales of Securities Under Rule 144
- Rights of the minority stockholder
- Rights of the minority stockholder and of the railway security holder
- Rule 701 and Compensatory Benefit Plans
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- SEC institutional investor study extension : hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970
- SEC news digest
- Second Mortgage Market Enhancement Act of 1984 : P.L. 98-440, 98 Stat. 1689, October 3, 1984
- Securities Act amendments - 1970
- Securities Exchange Act amendments of 1936
- Securities Exchange Act amendments of 1968
- Securities Futures Market Credit Protection Act--H.R. 3597 : hearings before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One-hundredth Congress, second session, May 17 and 25, 1988
- Securities Investor Protection Act Amendments of 1978 : P.L. 95-283, 92 Stat. 249, May 21, 1978
- Securities Investor Protection Act of 1970
- Securities Litigation Uniform Standards Act of 1998 : conference report (to accompany S. 1260)
- Securities Litigation and Enforcement in a Nutshell
- Securities Regulation Law Journal
- Securities Regulation in a Nutshell
- Securities act of 1933, as amended to August 20, 1964 : public no. 22, 73d Congress, H.R. 5480
- Securities exchange act amendments : Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-first Congress, second session, on S. 2408, a bill to amend the Securities exchange act of 1934, as amended. February 7-10, 1950
- Securities law
- Securities law
- Securities law in Canada : cases and commentary
- Securities litigation journal
- Securities marketing news
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation : keyed to Cox, Hillman and Langevoort's casebook on securities regulation, 7th edition
- Securities regulation and the New Deal
- Securities regulation in a nutshell
- Securities regulation in a nutshell
- Securities regulation in the 48 states
- Securities week
- Security analysis : principles and technique
- Shareholder Communications Act of 1985 : P.L. 99-222, 99 Stat. 1737, December 28, 1985
- State regulation of corporate financial practices : the California experience
- Stock exchange securities : an essay on the general causes of fluctuations in their price
- Studies in international financial, economic, and technology law
- Symposium, internationalization of the securities markets
- The American banker
- The Federal Securities Act manual : a treatise based on the Federal Securities Act of 1933 and the Corporation of Foreign Bondholders Act, 1933, with forms, rules and regulations
- The Investment dealers' digest
- The October 1987 market break : a report
- The Review of securities & commodities regulation
- The SEC enforcement process : practice and procedure in handling an SEC investigation
- The Securities Exchange Act of 1934 : analyzed and explained
- The Wall Street journal Asia
- The Wall Street transcript
- The annotated blue sky laws of the United States : a complete digest and manual of all the laws of all the states governing the right or license to dispose of stocks, bonds and other securities under the "Blue Sky" or other regulatory laws, by corporations, underwriters, bankers, investment bankers, brokers, insurance companies, bond investment companies (sales on the installment plan), dealers and individuals : the decisions of the courts, with the opinions of the attorneys-general of several states construing the laws relating to the disposal of securities : the rules, regulations and forms of procedure of the department of each state, which supervise the disposal of securities
- The economist
- The investor and the Securities act
- The law of corporate securities : as decided in the federal courts
- The law of money securities
- The law of securities regulation
- The law of securities regulation
- The law of stock exchanges, stockbrokers & customers : the legal relations between customers, brokers and stock exchanges, the National Securities and Exchange Act, national and state decisions, the regulations of the New York Stock Exchange and the Stock Clearing Corporation
- The laws on negotiable securities : a condensed manual : in which bills of exchange, promissory notes, and cheques are not dealt with
- The laws relating to English and foreign funds, shares, and securities : the stock exchange, its usages, and the rights of vendors and purchasers
- The logic of securities law
- The paradox of asset pricing
- The powers of Congress over currency, banking and security distribution
- The principles of bond investment
- The regulation of securities markets in China
- The rights of margin customers against wrongdoing stockbrokers : and some other problems in the modern law of pledge
- The securities industry : economic implications for the future : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, June 17 and 18, 1981
- The security affiliates of national banks
- The security markets : findings and recommendations of a special staff of the Twentieth century fund
- The stock exchange : a short study of investment and speculation
- The transfer of stocks, shares, and other marketable securities : a manual of the law and practice
- Thompson on sales of stocks and bonds
- To Provide for the Continuation of Certain Fee Collections for the Securities and Exchange Commission for Fiscal Year 1995 : P.L. 103-352, 108 Stat. 3148, October 10, 1994
- UC Davis business law journal
- Understanding securities law
- Understanding securities law
- Understanding the securities laws
- University of Miami business law journal
- University of Miami business law review
- Unlisted Trading Privileges Act of 1994 : P.L. 103-389, 108 Stat. 4081, October 22, 1994
- Villanova journal of law and investment management
- Yearbook of international financial and economic law
Embed (Experimental)
Settings
Select options that apply then copy and paste the RDF/HTML data fragment to include in your application
Embed this data in a secure (HTTPS) page:
Layout options:
Include data citation:
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
Note: Adjust the width and height settings defined in the RDF/HTML code fragment to best match your requirements
Preview
Cite Data - Experimental
Data Citation of the Concept Securities
Copy and paste the following RDF/HTML data fragment to cite this resource
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
