Securities
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The concept Securities represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
The Resource
Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
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- Securities
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- http://id.worldcat.org/fast/01110743
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- fast
435 Items that share the Concept Securities
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- "Clear incompatibility" between antitrust and securities laws implies antitrust immunity : Credit Suisse Securities v. Billing
- A manual for the issuing and sale of Ohio bonds and other public securities : with forms of procedure
- A new series of the great city frauds of Cole, Davidson, & Gordon
- A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006
- A treatise on the law of public securities in America : including bonds and other obligations issued by the United States, the states of the Union, and by cities, towns and other municipalities
- A treatise on the law of public securities in America : including bonds and other obligations issued by the United States, the states of the Union, and by cities, towns and other municipalities
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office)
- Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R. 4529) (including cost estimate of the Congressional Budget Office)
- Accounting series releases
- Acquisition of U.S. companies by foreign nationals : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, on H. Con Res. 59 ... H.R. 1294 ... February 26 and April 2, 1981
- Additional consumer protection in corporate takeovers and increasing the Securities act exemptions for small businessmen : Hearing before the Subcommittee on Securities of the Committee on Banking and Currency, United States Senate, Ninety-first Congress, second session, on S. 336, a bill to amend section 3 (b) of the Securities Act of 1933 to permit the exemption of security issues, not exceeding $5000,000 in aggregate amount, from the provisions of such act [and] S. 3431, a bill to extend the coverage of sections 13 (d), 14 (d), and 14 (e) of the Securites Exchange Act of 1934 in order to provide additional protection for investors, March 25, 1970
- Addresses and discussion relating to the Federal securities act and accounting requirements under the National Industrial Recovery Act : presented before the eleventh annual fall conference of the New York State Society of Certified Public Accountants held at the Waldorf-Astoria, New York City, October 30, 1933
- American and foreign stock exchange practice, stock and bond trading, and the business corporation laws of all nations : together with local regulations, laws, fees and taxes affecting American firms and corporations carrying on business in any other states of the U.S.A., or establishing branches or agencies in foreign countries
- An introduction to securities regulation
- Analysis of key SEC no-action letters
- Andrews securities litigation & regulation reporter
- Annual review of banking and financial law
- Annual review of banking and financial law
- Arbitration reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, including H.R. 4960 ... March 31, June 9, and July 12, 1988
- Asian Equity Markets : Growth, Opportunities, and Challenges
- Asset securitization report
- Asset-backed alert
- Attorney accountability : hearings before the Subcommittee on Courts and Intellectual Property of the Committee on the Judiciary, House of Representatives, One Hundred Fourth Congress, first session, February 6 and 10, 1995
- Auction-rate securities
- Australia : report on the observance of standards and codes (ROSCS) - summary assessments
- Australian interagency agreements
- Ballantine and Sterling California corporation laws
- Bankruptcy DataSource, Company profiles, news and reorganization plans
- Barbados : financial system stability assessment : update, including reports on the observance of standards and codes on the following topics : banking supervision and securities regulation
- Belgium : technical note on securities markets regulation and supervision
- Blue Sky Law
- Blue sky laws : analysis and text
- Blue sky laws : analysis and text
- Broker-dealer regulation in a nutshell
- Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks, August 4, 5, and 6 ; and September 1, 1976
- Business enterprises : legal structures, governance, and policy : cases, materials, and problems
- California corporation laws : including partnerships, non-profit corporations, business associations ; with appendix of approved forms, articles, by-laws, minutes
- California practice guide, Corporations
- Capital markets regulatory reform : strengthening investor protection, enhancing oversight of private pools of capital, and creating a national insurance office : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 6, 2009
- Central America : structural foundations for regional financial integration
- Chad : selected issues
- Chile : selected issues
- China's holdings of U.S. securities : implications for the U.S. economy
- Clarify jurisdiction of SEC and definition of security : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 6156, July 15, 1982
- Comments, cases, and materials on securities regulation
- Commercial mortgage alert : the weekly update on secondary-market activity
- Common Sense Legal Reform Act : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, January 19 and February 10, 1995
- Comparison of securities litigation reform bills passed by the House and the Senate
- Comparison of the provisions in House and Senate passed versions of H.R. 3630
- Compilation of releases dealing with matters arising under the Securities exchange act of 1934 and Investment advisers act of 1940
- Compilation of releases dealing with matters frequently arising under the Securities act of 1933
- Compilation of releases under Securities act of 1933 : to and including December 31, 1936
- Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934 ...
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
- Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
- Compilation of securities laws within the jurisdiction of the Committee on Interstate and Foreign Commerce : including Securities act of 1933, Securities exchange act of 1934, Public utility holding company act of 1935, Trust indenture act of 1939, Investment company act of 1940, Investment advisers act of 1940 : prepared for the use of the House Committee on Interstate and Foreign Commerce
- Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, second session, June 17, 2014
- Consolidating the administration and enforcement of the federal securities laws within the Securities and Exhange Commission : a report
- Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office)
- Contemporary issues in securities regulation
- Coordinated portfolio investment survey guide
- Corporate Finance and the Securities Laws
- Corporate Finance in a Nutshell
- Corporate disclosure and filing practices : hearing before the Subcommittee on Oversight and Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, second session, May 5, 1980
- Corporate finance
- Corporate finance
- Corporate finance and the securities laws
- Corporate finance in a nutshell
- Corporate mergers and high yield (junk) bonds : recent market trends and regulatory developments : a report
- Corporate securities : a chart for use in the determination of the validity of bonds and trust deeds, equipment trust certificates, debentures and debenture agreements, and capital stock, and in the protection of the trustee of corporate mortgages : showing instruments to be considered, facts to be ascertained, and law to be examined
- Corporation finance : an exposition of the principles and methods governing the promotion, organization and management of modern corporations
- Corporations and other business associations : selected statutes, rules, and forms
- Criminal cases of California : a ready reference to the leading cases on principal felony crimes and rules of evidence, and a compilation of decisions construing the Corporate Securities Act
- Cyprus : financial sector assessment program update : technical note : factual update of IOSCO core principles of securities regulation
- Czech Republic : report on the observance of standards and codes : fiscal transparency, banking supervision, insurance regulation, securities regulation, payment systems, and monetary and financial policy transparency : updates
- Decisions and reports
- Delaware corporate litigation reporter
- Denmark : financial sector assessment program : technical note : review of Danish capital market
- Developing and Empowering our Aspiring Leaders Act of 2018 : report (to accompany H.R. 6177) (including cost estimate of the Congressional Budget Office)
- Disclosure Modernization and Simplification Act of 2015 : report (to accompany H.R. 1525) (including cost estimate of the Congressional Budget Office)
- Disposiciones legales y reglamentarias del mercado de valores en el Perú : con especial referencia al aspecto bursátil
- District of Columbia Securities Act : P.L. 88-503, 78 Stat. 620, August 30, 1964
- Do the type of sukuk and choice of shari'a scholar matter
- Dodd-Frank Wall Street Reform and Consumer Protection Act : issues and summary
- Dow Jones emerging markets report
- Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office)
- Due Process Restoration Act of 2017 : report together with minority views (to accompany H.R. 2128)
- Due diligence : periodic reports and securities offerings
- ESG Disclosure Simplification Act of 2019 : report together with minority views (to accompany H.R. 4329) (including cost estimate of the Congressional Budget Office)
- Economic policy and the regulation of corporate securities
- Electronic bulls and bears : U.S. securities markets and information technology
- Emerging Europe portfolio
- Emerging local securities and derivatives markets
- Encouraging Employee Ownership Act of 2015 : report together with minority views (to accompany H.R. 1675) (including cost estimate of the Congressional Budget Office)
- Encouraging Employee Ownership Act of 2017 : report together with minority views (to accompany H.R. 1343) (including cost estimate of the Congressional Budget Office)
- Encouraging Public Offerings Act of 2017 : report (to accompany H.R. 3903) (including cost estimate of the Congressional Budget Office)
- Enhancing investor protection and the regulation of securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors
- Enron : selected securities, accounting, and pension laws possibly implicated in its collapse
- Ensuring effectiveness, fairness, and transparency in securities law enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 13, 2018
- European securities trading
- Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010
- Exchange Regulatory Improvement Act : report (to accompany H.R. 3555) (including cost estimate of the Congressional Budget Office)
- Exemption of guaranteed REA loans from Securities and Exchange Commission regulation : hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, Ninety-third Congress, second session, on H.R. 12526 ... July 18, 1974
- Extension of margin requirements to foreign investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981
- FDIC securities proposal and related issues : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, June 16 and 28, 1983
- Fair Investment Opportunities for Professional Experts Act : report (to accompany H.R. 2187) (including cost estimate of the Congressional Budget Office)
- Fannie Mae, Freddie Mac, and SEC registration and disclosures
- Federal Home Loan Bank Board enforcement of federal securities laws : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One hundredth Congress, first session, April 23, 1987
- Federal securities act handbook
- Federal securities law
- Federal securities law
- Federal securities law : insider trading
- Financial disclosure by banks and bank holding companies : hearings before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... July 11 and 16, 1975
- Financial guarantees : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, August 3, 1988
- Financial restructuring : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session, on financial consolidation ... April 2, 1985 ; expanding securities markets ... May 2, 1985 ; takeover activity ... June 5, 1985
- Financial restructuring : the road ahead : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5342, H.R. 4506, and H.R. 3537, April 4, 5, and May 17, 1984
- Financial services modernization : hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997
- Financing growth in the WAEMU through the regional securities market : past successes and current challenges
- Fordham finance, securities & tax law forum
- Foreign corrupt practices and domestic and foreign investment disclosure : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session, on S. 305 ... March 16, 1977
- Foreign investment in U.S. securities
- Foreign securities : public and mortgage bank bonds - an analysis of the financial, legal and political factors,
- France : financial sector assessment program : detailed assessments of observance of standards and codes including banking supervision, insurance regulation, securities legislation, monetary and financial policy transparency, payments systems, securities settlement, and anti-money laundering and combating the financing of terrorism
- Fraudulent practices in respect to securities and commodities : with special reference to the Martin Act (Article 23-A, General business law) : with annotations, forms and precedents
- Fundamentals of securities regulation
- General rules and regulations under the Securities exchange act of 1934 : as in effect April l, 1970
- German confiscations of American securities
- Germany : financial sector assessment program : detailed assessment of observance of IOSCO objectives and principles of securities regulations
- Glass-Steagall Act : a legal and policy analysis
- Glass-Steagall Act modernization?
- Global Issues in Securities Law
- Global investor
- Global securities litigation and enforcement
- Going public, the IPO reporter
- Greece : financial system stability assessment, including reports on the observance of standards and codes on the following topics, banking supervision, insurance supervision, securities regulation, and anti-money laundering and combating the financing of terrorism
- H.R. 1062, the Financial Services Competitiveness Act of 1995, Glass-Steagall reform, and related issues (revised H.R. 18) : hearings before the Committee on Banking and Financial Services, House of Representatives; One Hundred Fourth Congress, first session
- H.R. 2443, the Equitable Escheatment Act of 1993 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 22, 1994
- H.R. 3606, the Reopening American Capital Markets to Emerging Growth Companies Act of 2011 : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 15, 2011
- Hong Kong securities cases
- Hong Kong securities legislation
- How the financial system can best be shaped to meet the needs of the American people : financial deregulation : hearings before the Committee on Banking, Finance, and Urban Affairs, House of Representatives ; Ninety-eighth Congress, second session ; on H.R. 5734 ... ; April 11, 12 ; May 2, 3, 9, 10, 16, 23, 24 ; June 7, 12, and 19, 1984
- Hybrid corporate securities : international legal aspects
- Implementation and cybersecurity protocols of the consolidated audit trail : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, November 30, 2017
- Improving Access to Capital for Emerging Growth Companies Act : report (to accompany H.R. 2064) (including cost estimate of the Congressional Budget Office)
- In Congress, June 28th, 1780. : Whereas Congress, on the eighteenth day of April last, resolved ... therefore resolved, that the principal of all loans, that have been made to these United States, shall finally be discharged, by paying the full current value of the bills when loaned
- In Congress, March 25, 1777 : Whereas by a resolve of Congress of the 3d of October, 1776, the commissioners of the loan-offices were directed to transmit to the Continental treasurer once a month an account of the cash in their respective offices ... Resolved, that the several commissioners of the loan-offices hereafter make monthly returns to the Board of Treasury
- India : financial sector assessment program - detailed assessments report on CPSS-IOSCO recommendations for securities settlement systems and central counterparties
- Indonesia : CPSS-IOSCO Recommendations for Securities Settlement Systems - The Equity and Corporate Bonds Securities Settlement Systems
- Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (including cost estimate of the Congressional Budget Office)
- Insider trading : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session including H.R. 4945 ... July 11, August 3, and September 9, 1988
- Institutional Investors and the Stock Market, 1953-55. Staff Report
- Insurance provisions of financial services modernization bills in the 106th Congress : antecedent Supreme Court decisions
- Integration of the securities market infrastructure in the European Union : policy and regulatory issues
- Interest equalization tax extension act of 1965 : executive hearings before the Committee on Ways and Means, House of Representatives, Eighty-ninth Congress, first session, along with written comments submitted to the Committee on Ways and Means on H.R. 4750 and technical amendments proposed by the Treasury Department on the Interest Equalization Tax Act of 1965, June 21, 22, and 24, 1965
- International securities enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 1396 ... March 21, 1989
- Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
- Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
- Investing U.S. social security trust fund assets in private securities
- Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office)
- Investment adviser regulation in a nutshell
- Investment advisers act amendments : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session, on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976
- Investment analysis and portfolio management
- Investment analysis and portfolio management
- Investor's business daily
- Israel : detailed assessment of IOSCO objectives and principles of securities regulation
- Issuance of Central Bank securities : international experiences and guidelines
- Italy : financial system stability assessment, including reports on the observance of standards and codes on the following topics : banking supervision, payment systems, insurance, securities regulation, securities settlement and payment systems, monetary and financial policy transparency, and anti-money laundering and combating the financing of terrorism
- Japan : IOSCO objectives and principles of securities regulation, detailed assessment of implementation
- Journal of business & securities law
- Journal of comparative business and capital market law
- Journal of comparative corporate law and securities regulation
- Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
- Kingdom of the Netherlands-Netherlands : publication of financial program documentation- detailed assessment of observance on IOSCO principles and objectives of securities regulation
- Kuwait : financial sector assessment program : detailed assessments of observance of standards and codes : International Organization of Securities Commission (IOSCO) : objectives and principles of securities regulation
- La protection des porteurs de valeurs mobilières : du point de vue international
- Labuan, Malaysia : assessment of the supervision and regulation of the financial sector : review of financial sector regulation and supervision
- Law relating to stocks, bonds, and other securities, in the United States
- Laws relating to Securities Commission exchanges and holding companies : (with indices)
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Laws relating to securities commission exchanges and holding companies (with indices)
- Legal aspects of the transfer of securities
- Legislation against speculation and gambling in the forms of trade : including "futures," "options," and "short sales"
- Legislative history of the Securities Act of 1933 and Securities Exchange act of 1934
- Legislative proposals to improve the U.S. capital markets : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, December 2, 2015
- Les valeurs mobilières envisagées au point de vue des conflits de lois
- Leverage? What leverage? : a deep dive into the U.S. flow of funds in search of clues to the global crisis
- Liability of attorneys and accountants for securities transactions
- Limited offering exemptions, Regulation D
- Lithuania : financial sector assessment program update : technical note : IOSCO objectives and principles of securities regulation assessment
- Lost or stolen U.S. bearer securities : hearing before a subcommittee of the Committee on Government Operations, House of Representatives ; Ninety-second Congress, first session ; on H.R. 6077 ... ; March 30, 1971
- Lost security holders : reuniting security holders with their investments : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, October 4, 2000
- Main Street Employee Ownership Act of 2018 : report (to accompany H.R. 5236)
- Main Street and Wall Street
- Malaysia : publication of financial sector assessment program documentation : detailed assessment of observance of the CPSS-IOSCO principles for financial market infrastructures
- Malaysia : publication of financial sector assessment program documentation, detailed assessment of implementation of IOSCO objectives and principles of securities regulation
- Malta : financial system stability assessment, including reports on the observance of standards and codes on the following topics : monetary and financial policy transparency, banking supervision, securities regulation, insurance regulation, corporate governance and payment systems
- Manual of securities laws of the United States : containing the complete securities (Blue Sky) laws of all of the states arranged under standard headings and proper sub-headings : a digest of all the reported decisions of the courts bearing directly or indirectly on such laws : a series of charts showing classes of securities embraced within such laws and those exempted : rulings of attorneys-general and of the various departments and a reproduction of forms used by the various departments
- Margin lending : hearing before the Subcommittee on Domestic and International Monetary Policy of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Sixth Congress, second session, March 21, 2000
- Mark-to-market accounting : practices and implications : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, March 12, 2009
- Mexico : detailed assessment of observance of International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation
- Mexico : financial sector assessment program update : detailed assessment of implementation of IOSCO objectives and principles of securities regulation
- Michigan General Corporation Act : with comments, annotations and forms : also fees and franchise tax law, blue sky law, Uniform Stock Transfer Act, annotated
- Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (including cost estimate of the Congressional Budget Office)
- Modernization of the Glass-Steagall Act : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session on the history of the Glass-Steagall Act and its current relevance in the future of the nation's financial services industry, July 30, 1987
- Monetary mischief
- Moratorium legislation and financial institutions deregulation : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1532 ... S. 1609 ... S. 1682 ... July 18, Sept. 13, 14, 1983
- Mortgage-backed securities letter
- Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)
- NASD manual
- NASD manual : official publication of the National Association of Securities Dealers, Inc
- National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office)
- National Securities Markets Improvement Act of 1996 : 110 Stat. 3416, P.L. 104-290
- National market system, five year status report : report, together with separate views
- National security organization : a report with recommendations
- New Zealand : financial sector assessment program : detailed assessments of observance of standards and codes : International Organization of Securities Commission (IOSCO) : objectives and principles of securities regulation
- New securities powers for bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session ... August 6, 1987
- Office of the Comptroller of the Currency's recent regulatory actions : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... May 1, 1997
- On Wall Street
- Operations management
- Organized crime ; techniques for converting worthless securities into cash : hearings, Ninety-second Congress, first session. December 7, 8, and 9, 1971
- Organized crime: stolen securities : Hearings, Ninety-second Congress, first session, pursuant to section 4, Senate Resolution 31, 92d Congress
- Origin and growth of the law governing the transfer of monetary securities
- Over-the-counter derivatives : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate ; One Hundred Fifth Congress, second session ; on over-the-counter derivatives ; July 30, 1998
- Overview of major federal securities laws : in brief
- Overview of the Securities Act of 1933 as applied to private label mortgage-backed securities
- Pakistan : financial system stability assessment, including reports on the observance of standards and codes on the following topics : monetary and financial policy transparency, banking supervision, and securities regulation
- People's Republic of China : detailed assessment report : observance of IOSCO objectives and principles of securities regulation
- Periodic reporting under the federal securities laws
- Portugal : financial sector assessment program : technical note : investor protection, disclosure, and financial literacy
- Practical and legal manual for the investor
- Principles of Securities Regulation
- Principles of securities regulation
- Principles of securities regulation
- Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office)
- Private activity bonds : an analysis of state use, 2001 to 2005
- Private placement reporter
- Problems in investment
- Problems in mortgage packaging : hearing before the Subcommittee on General Oversight and Investigations of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, first session, April 16, 1985
- Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad : hearing before a subcommittee of the Committee on Government Operations, House of Representatives, One Hundredth Congress, second session, June 6, 1988
- Progress toward the development of a national market system : joint hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives; Ninety-sixth Congress, first session; on the functioning and administration of the Securities Acts Amendments of 1975; September 21, 24, and 25, 1979
- Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)
- Protecting Advice for Small Savers Act of 2017 : report together with minority views (to accompany H.R. 3857) (including cost estimate of the Congressional Budget Office)
- Public Company Registration Threshold Act : report together with minority views (to accompany H.R. 5051) (including cost estimate of the Congressional Budget Office)
- Public regulation in origination and distribution of securities
- Railroad capitalization : a study of the principles of regulation of railroad securities
- Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993
- Reforming Access for Investments in Startup Enterprises Act of 2015 : report (to accompany H.R. 1839) (including cost estimate of the Congressional Budget Office)
- Regulated carriers financial stability act : hearings before the Surface Transportation Subcommittee of the Committee on Commerce, United States Senate, Ninety-third Congress, second session, on S. 3356 ... May 15, 16, and 17, 1974
- Regulation D : The Rule 504 Exemption
- Regulation D : the Rule 506(b) and 506(c) Exemptions
- Regulation of Security Issues by the Interstate Commerce Commission
- Regulation of investment advisers
- Report of special study of securities markets of the Securities and Exchange Commission
- Report of the Securities and Exchange Commission on S. 2054 to the Committee on Banking and Currency, United States Senate
- Report on the Conference with the Securities and Exchange Commission and its staff on proposals for amending the Securities act of 1933 and the Securities exchange act of 1934
- Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to Section 11(e) of the Securities exchange act of 1934
- Republic of Korea : financial sector assessment program: detailed assessment of compliance on the IOSCO objectives and principles of securities regulation
- Republic of Korea, financial system stability assessment : including reports on the observance of standards and codes on the following topics-- monetary and financial policy transparency, banking supervision, securities regulation, insurance regulation, corporate governance, and payment systems
- Republic of Moldova : Financial Sector Assessment Program : oversight and supervision of financial market infrastructures (FMIS) and risk assessment of central securities depositories : technical note
- Resales of Securities Under Rule 144
- Restoring Financial Market Freedom Act of 2017 : report together with minority views (to accompany H.R. 4247)
- Revitalizing securitization for small and medium-sized enterprises in Europe
- Rights of the minority stockholder
- Rights of the minority stockholder and of the railway security holder
- Risky business in the operating subsidiary, how the OCC dropped the ball : hearing before the Subcommittee on Oversight and Investigations of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, June 25, 1999
- Role of financial institutions : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, including H.R. 2557 ... October 5, 14, 1987, February 10, and April 13, 1988
- Rule 701 and Compensatory Benefit Plans
- Rules Committee print 112-17 : text of H.R. 3606, the Reopening American Capital Markets to Emerging Growth Companies Act of 2011
- Rules Committee print 113-10 : text of H.R. 1062, SEC Regulatory Accountability Act
- Rules Committee print 114-43 : text of H.R. 1675, Encouraging Employee Ownership Act of 2015
- Rules Committee print 114-62 : text of H.R. 2357, Accelerating Access to Capital Act of 2015
- SEC Disclosure Effectiveness Testing Act : report together with minority views (to accompany H.R. 1815) (including cost estimate of the Congressional Budget Office)
- SEC Regulatory Accountability Act : report together with minority views (to accompany H.R. 1062) (including cost estimate of the Congressional Budget Office)
- SEC authorization request and related issues : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, on H.R. 1416 ... H.R. 560 ... H.R. 561 ... H.R. 562 ... H.R. 563 ... February 15, 1983
- SEC climate change disclosure guidance : an overview and congressional concerns
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- SEC institutional investor study extension : hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970
- SEC news digest
- SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009
- SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985, SEC oversight, March 5, 1986
- SEC oversight and technical amendments : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984
- SEC voluntary compliance program on corporate disclosure : staff study
- SEC/CFTC jurisdictional issues : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 4477, a bill to combine the functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990
- SEC/CFTC jurisdictional issues and oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance and the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, second session, on H.R. 5447 ... H.R. 5515 ... H.R. 6156
- Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001
- Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001
- Second Mortgage Market Enhancement Act of 1984 : P.L. 98-440, 98 Stat. 1689, October 3, 1984
- Second Treasury report on regulatory relief : capital markets
- Securities Act amendments - 1970
- Securities Exchange Act amendments of 1936
- Securities Exchange Act amendments of 1968
- Securities Futures Market Credit Protection Act--H.R. 3597 : hearings before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One-hundredth Congress, second session, May 17 and 25, 1988
- Securities Investor Protection Act Amendments of 1978 : P.L. 95-283, 92 Stat. 249, May 21, 1978
- Securities Investor Protection Act of 1970
- Securities Investor Protection Corporation
- Securities Litigation Uniform Standards Act of 1998 : conference report (to accompany S. 1260)
- Securities Litigation and Enforcement in a Nutshell
- Securities Regulation Law Journal
- Securities Regulation in a Nutshell
- Securities act of 1933, as amended to August 20, 1964 : public no. 22, 73d Congress, H.R. 5480
- Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975
- Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975
- Securities arbitration : background and questions of fairness
- Securities exchange act amendments : Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-first Congress, second session, on S. 2408, a bill to amend the Securities exchange act of 1934, as amended. February 7-10, 1950
- Securities exchange act amendments of 1973 : Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340
- Securities exchange act amendments. Hearing : Ninetieth Congress, second session, on S. 1299 and S.J. Res. 160 ... May 16, 1968
- Securities fees and SEC pay parity : H.R. 1088 and S. 143
- Securities law
- Securities law
- Securities law in Canada : cases and commentary
- Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session on H.R. 975 .
- Securities litigation
- Securities litigation and enforcement in a nutshell
- Securities litigation journal
- Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994
- Securities marketing news
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation
- Securities regulation : keyed to Choi and Pritchard's casebook on securities regulation, 5th edition
- Securities regulation : keyed to Cox, Hillman and Langevoort's casebook on securities regulation, 7th edition
- Securities regulation and the New Deal
- Securities regulation in a nutshell
- Securities regulation in a nutshell
- Securities regulation in a nutshell
- Securities regulation in the 48 states
- Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994
- Securities transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives ; One Hundred Sixth Congress, first session ; on H.R. 1256 and H.R. 2441 ; September 28, 1999
- Securities week
- Security analysis : principles and technique
- Security syndicate operations : organization, management and accounting
- Selected securities legislation in the 114th Congress
- Shareholder Communications Act of 1985 : P.L. 99-222, 99 Stat. 1737, December 28, 1985
- Silver prices and the adequacy of federal actions in the marketplace, 1979-80 : hearings before a Subcommittee of the Committee on Government Operations, House of Representatives ; Ninety-sixth Congress, second session ; March 31, April 14, 15, 29, 30, May 2 and 22, 1980
- Slovak Republic : financial system stability assessment, including reports on the observance of standards and codes on the following topics : monetary and financial policy transparency, banking supervision, securities regulation, insurance regulation, corporate governance, payments systems, and summary assessments of insolvency and credit rights systems and anti-money laundering practices
- Small Business Investment Incentive Act : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives ; Ninety-sixth Congress, first session ; on H.R. 3991 ... ; November 7 and 8, 1979
- Small Company Simple Registration Act of 2015 : report (to accompany H.R. 1723) (including cost estimate of the Congressional Budget Office)
- South Africa : Financial Sector Assessment Program: detailed assessment of implementation on the IOSCO objectives and principles of securities regulation
- South Africa : detailed assessment of implementation on IOSCO principles : securities markets
- South Africa : financial system stability assessment, including report on the observance of standards and codes on the following topic : securities regulation
- Spain : IOSCO objectives and principles of securities regulation: detailed assessment implementation
- Spain : financial sector assessment program : detailed assessment of implementation of the IOSCO objectives and principles of securities regulation
- State regulation of corporate financial practices : the California experience
- Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
- Stock exchange securities : an essay on the general causes of fluctuations in their price
- Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office)
- Studies in international financial, economic, and technology law
- Switzerland detailed assessment of implementation : IOSCO objectives and principles of securities regulation
- Symposium, internationalization of the securities markets
- Tender offer practices and corporate director responsibilities : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on S. 2448 ... S. 2797 ... October 2, 1984
- Thailand : financial sector assessment program : technical note : fixed income markets
- The American banker
- The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000
- The Consumer and Investor Access to Information Act of 1999 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 1858, June 30, 1999
- The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary : message from the President of the United States transmitting the Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (the "convention"), done at the Hague on July 5, 2006, and signed by the United States on that same day
- The Dodd-Frank Wall Street Reform and Consumer Protection Act : Title IX, investor protection
- The Dodd-Frank Wall Street Reform and Consumer Protection Act : background and summary
- The Federal Securities Act manual : a treatise based on the Federal Securities Act of 1933 and the Corporation of Foreign Bondholders Act, 1933, with forms, rules and regulations
- The Investment dealers' digest
- The October 1987 market break : a report
- The Review of securities & commodities regulation
- The SEC enforcement process : practice and procedure in handling an SEC investigation
- The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, one hundred first Congress, second session ... March 29, July 11, 12, and 24, 1990
- The STOCK Act, insider trading, and public financial reporting by federal officials
- The Securities Exchange Act of 1934 : analyzed and explained
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate ; One Hundred Fifth Congress, second session ; on S. 1260 ... ; February 23, 1998
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate; One Hundred Fifth Congress, first session; on S. 1260 ...; October 29, 1997
- The Wall Street journal Asia
- The Wall Street transcript
- The accounting establishment : a staff study
- The annotated blue sky laws of the United States : a complete digest and manual of all the laws of all the states governing the right or license to dispose of stocks, bonds and other securities under the "Blue Sky" or other regulatory laws, by corporations, underwriters, bankers, investment bankers, brokers, insurance companies, bond investment companies (sales on the installment plan), dealers and individuals : the decisions of the courts, with the opinions of the attorneys-general of several states construing the laws relating to the disposal of securities : the rules, regulations and forms of procedure of the department of each state, which supervise the disposal of securities
- The cost of being a public company in light of sarbanes-oxley and the federalization of corporate governance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, July 18, 2017
- The economist
- The grand committee consisting of Mr. Howell, Mr. Foster ... : appointed to report a requisition on the states for the supplies of the present year, beg leave to lay before Congress, the following report
- The internationalization of capital markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, second session ... February 26, 27, 1986
- The investor and the Securities act
- The issues surrounding the collapse of Drexel Burnham Lambert : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on lessons to be learned from the Drexel failure and possible regulatory changes, March 2, 1990
- The law of corporate securities : as decided in the federal courts
- The law of money securities
- The law of securities regulation
- The law of securities regulation
- The law of securities regulation
- The law of stock exchanges, stockbrokers & customers : the legal relations between customers, brokers and stock exchanges, the National Securities and Exchange Act, national and state decisions, the regulations of the New York Stock Exchange and the Stock Clearing Corporation
- The laws on negotiable securities : a condensed manual : in which bills of exchange, promissory notes, and cheques are not dealt with
- The laws relating to English and foreign funds, shares, and securities : the stock exchange, its usages, and the rights of vendors and purchasers
- The logic of securities law
- The paradox of asset pricing
- The powers of Congress over currency, banking and security distribution
- The principles of bond investment
- The regulation of securities markets in China
- The rights of margin customers against wrongdoing stockbrokers : and some other problems in the modern law of pledge
- The securities arbitration system : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 17, 2005
- The securities industry : economic implications for the future : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, June 17 and 18, 1981
- The security affiliates of national banks
- The security markets : findings and recommendations of a special staff of the Twentieth century fund
- The stock exchange : a short study of investment and speculation
- The stock of intangible capital in Canada : evidence from the aggregate value of securities
- The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000
- The transfer of stocks, shares, and other marketable securities : a manual of the law and practice
- The transfer of stocks, shares, and other marketable securities : a manual of the law and practice
- Thompson on sales of stocks and bonds
- To Provide for the Continuation of Certain Fee Collections for the Securities and Exchange Commission for Fiscal Year 1995 : P.L. 103-352, 108 Stat. 3148, October 10, 1994
- To direct the Securities and Exchange Commission to allow certain issuers to be exempt from registration requirements, and for other purposes : report (to accompany H.R. 2864) (including cost estimate of the Congressional Budget Office)
- To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals : report together with minority views (to accompany H.R. 5756) (including cost estimate of the Congressional Budget Office)
- To the freemen of the state of Rhode-Island, &c. : Gentlemen, Well convinced that the supporters of the present opposition ... have circulated ... that the interest on the state and Continental securities have been paid on the nominal sums, and not on the real value ; I have procured a certificate from your general-treasurer, respecting the manner of paying interest on public securities
- Tunisia : financial system stability assessment, including reports on the observance of standards and codes on the following topics : monetary and financial policy transparency, banking supervision, securities regulation, insurance regulation, and payment systems
- U.S. investors' emerging market equity portfolios : a security-level analysis
- UC Davis business law journal
- Understanding securities law
- Understanding securities law
- Understanding securities law
- Understanding the securities laws
- Uniform standards in private securities litigation : limitations on shareholder lawsuits
- United States
- United States : Financial Sector Assessment Program: detailed assessment of implementation on the IOSCO objectives and principles of securities regulation
- United States : publication of financial sector assessment program documentation : detailed assessment of observance of the Fedwire Securities Service's observance of the CPSS-IOSCO recommendations for securities settlement systems
- University of Miami business law journal
- University of Miami business law review
- Unlisted Trading Privileges Act of 1994 : P.L. 103-389, 108 Stat. 4081, October 22, 1994
- Valuation of industrial securities
- Variable rate securities and disintermediation : hearings before the Subcommittee on Financial Institutions of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session ... July 24 and 25, 1974
- Villanova journal of law and investment management
- Villanova journal of law and investment management
- Volatility in global securities markets : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, February 3, 1988
- Who regulates whom? : an overview of U.S. financial supervision
- Working together : improving regulatory cooperation and information exchange
- Yearbook of international financial and economic law
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
