Securities industry -- Government policy -- United States
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Securities industry -- Government policy -- United States
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The concept Securities industry -- Government policy -- United States represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
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- Securities industry -- Government policy -- United States
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- The stock market "crash" of 1987 : the early response of regulators
- "Black Monday," the stock market crash of October 19, 1987 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session ... February 2, 3, 4, and 5, 1988
- Financial modernization : hearings before the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session
- Financial modernization : hearings before the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session
- Financial modernization : hearings before the Committee on Banking and Financial Services, House of Representatives; One Hundred Fifth Congress, first session
- Financial services reform : hearings before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives ; One Hundred Fifth Congress, first session ; May 1, 1997--"A two way street" and functional reform ; May 14, 1997--Consolidation in the brokerage industry ; June 24, 1997--Insurance regulation
- Financial services reform : hearings before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, May 1, 1997 --"A two way street" and functional reform; May 14, 1997 --Consolidation in the brokerage industry; June 24, 1997 --Insurance regulation
- Financial services reform : hearings before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, May 1, 1997 --"A two way street" and functional reform; May 14, 1997 --Consolidation in the brokerage industry; June 24, 1997 --Insurance regulation
- Industry perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 17, 2009
- Introduction to Financial Services : The Securities and Exchange Commission (SEC)
- Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011
- Market Reform Act of 1990 : Public Law 101-432 : 104 Stat. 963 : October 16, 1990
- Oversight of the Financial Industry Regulatory Authority
- Oversight of the U.S. Securities and Exchange Commission
- Oversight of the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, April 25, 2012
- Promoting Transparent Standards for Corporate Insiders Act
- Reform to prevent violations in the marketing of government securities, including findings and recommendations of the subcommittee : oversight initiative report from the Subcommittee on Oversight
- Regulatory perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session
- SEC reauthorization : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 2, 1991
- Securities and Exchange Commission Authorization Act of 1990 : P.L. 101-550, 104 Stat. 2713, November 15, 1990
- Short-termism in financial markets : hearing before the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining short-termism in financial markets, April 29, 2010
- The financial crisis and the role of federal regulators : hearing before the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, October 23, 2008
- The financial crisis and the role of federal regulators : hearing before the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, October 23, 2008
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/_zX9GZ1vrlU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/_zX9GZ1vrlU/">Securities industry -- Government policy -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
