Securities fraud
Resource Information
The concept Securities fraud represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
The Resource
Securities fraud
Resource Information
The concept Securities fraud represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
- Label
- Securities fraud
- Authority link
- http://id.worldcat.org/fast/01110802
- Source
- fast
54 Items that share the Concept Securities fraud
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Context of Securities fraudSubject of
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- "Fraud" and civil liability under the federal securities laws
- 10th Annual National Institute on Securities Fraud
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accountability issues : lessons learned from Enron's fall : hearing before the Committee on the Judiciary, United States Senate, One Hundred Seventh Congress, second session, February 6, 2002
- Civil liability of securities underwriters : enforcing the gatekeeping function
- Commonwealth of Massachusetts. In the House of Representatives, March 18, 1785. : Whereas it is represented to this court, that sundry persons have fraudulently obtained ... securities of this government, for pay and wages due to the late soldiers of this state ... Resolved, that in all cases where the treasurer of this commonwealth, has been or shall be directed to issue new securities ... he shall immediately cause to be published the number, date and amount of the securities, and to whom payable, in order that the person who may have thus obtained the securities, may be dedected [sic]
- Exchange of stock for capitalized profits
- Executive compensation : SEC regulations and congressional proposals
- Failure of Bevill, Bresler & Schulman, a New Jersey government securities dealer : hearing before a subcommittee of the Committee on Government Operations, House of Representatives, Ninety-ninth Congress, first session, May 15, 1985
- Financial reporting practices : hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first session, July 10, 22, and 27, 1987
- Fraud in the micro-capital markets including penny stock fraud : hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997
- H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 5, 2003
- Hearing to review implications of the CFTC v. Zelener case : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Eleventh Congress, first session, June 4, 2009
- Hedge funds and independent analysts : how independent are their relationships? : hearing before the Committee on the Judiciary, United States Senate, One Hundred Ninth Congress, second session, June 28, 2006
- Implementation of the Private Securities Litigation Reform Act of 1995 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives ; One Hundred Fifth Congress, first session ; October 21, 1997
- Improper activities in the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the Securities and Exchange Commission recent enforcement actions involving allegations of insider trading, market manipulations, fraudulent conduct ... April 22, 1987
- In the Supreme Court, in and for the Eastern District of Pennsylvania : between Joshua Spering, assignee, and Drexel and others : in equity : the separate answer of Stephen Coulter
- Insider trading : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 18 and July 23, 1986
- Insider trading sanctions and SEC enforcement legislation : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, on H.R. 559 ... April 13, 1983
- Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
- It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003
- Mortgage fraud, securities fraud, and the financial meltdown : prosecuting those responsible : hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second [i.e. first] session, December 9, 2009
- Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003
- Mutual funds : who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, November 4, 6, 2003
- One broker gone bad : punishing the criminal, making victims whole : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, May 23, 2002
- Opinion of Judge Bronson
- Organized crime on Wall Street : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, September 13, 2000
- Possible criminal provisions which may be implicated in the events surrounding the collapse of the Enron Corporation
- Primary securities fraud liability : Stoneridge Investment v. Scientific-Atlanta, Inc.
- Professionals, firms, and fraud : defending professionals against liability for client fraud
- Review of reports by the U.S. General Accounting Office and the Commodity Futures Trading Commission on derivative products : hearing before the Subcommittee on Environment, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Third Congress, second session, June 14, 1994
- SEC and Citicorp : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, June 28, 1983
- SEC and insider trading : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986
- SEC responses to the Treadway Commission report : a study prepared for the use of the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, U.S. House of Representatives
- Second supplemental bill : the president, directors and company of the Bank of Kentucky, vs. the Schuylkill Bank, etc. : June term, 1842. C.P. no. 6 : supplemental bill In equity, filed Sept. 30, 1843
- Section 16 of the Securities Exchange Act
- Securities activities of First Jersey Securities, Inc., and Robert Brennan, owner and former chairman : a staff report
- Securities fraud : Dura Pharmaceuticals, Inc. v. Broudo
- Securities litigation journal
- Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994
- Stealing from the rich : the Home-Stake oil swindle
- Stock brokers and the "Wagering Contracts Act" in Massachusetts
- The Bank of Kentucky, vs. the Schuylkill Bank : in equity, before examiner
- The Financial Instruments Anti-Fraud Act, S. 1009 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session ... July 17, 1996
- The Foreign Trade Practices Act : hearings before the Subcommittee on International Economic Policy and Trade of the Committee on Foreign Affairs, House of Representatives, Ninety-eighth Congress, first session, on H.R. 2157, April 18, 25 ; July 12 ; October 6, 1983
- The Insider Trading Proscriptions Act of 1987 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, first session, on S. 1380 ... December 15, 1987
- The International Securities Enforcement Cooperation Act of 1988 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session, on S. 2544 ... June 29, 1988
- The SEC enforcement process : practice and procedure in handling an SEC investigation
- The Sarbanes-Oxley Act of 2002 : a side-by-side comparison of House, Senate and conference versions
- The challenge of enforcement in securities markets : mission impossible?
- The logic of securities law
- The noble stock-jobber, or, Facts unveiled : irrefutably to disprove Lord Cochrane's affidavits ...
- The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003
- Wayward capitalists : targets of the Securities and Exchange Commission
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/b0YOfNw4liw/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/b0YOfNw4liw/">Securities fraud</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
