United States, Securities and Exchange Commission -- Management
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The concept United States, Securities and Exchange Commission -- Management represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
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United States, Securities and Exchange Commission -- Management
Resource Information
The concept United States, Securities and Exchange Commission -- Management represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
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- United States, Securities and Exchange Commission -- Management
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- Securities and Exchange Commission
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- Securities and Exchange Commission
19 Items that share the Concept United States, Securities and Exchange Commission -- Management
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- CFTC/SEC enforcement programs : status and potential impact of a merger : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Capital Markets, Securities, and GSEs, Committee on Banking and Financial Services, House of Representatives
- Financial management, work force, and operations at the SEC : who's watching Wall Street's watchdog : joint hearing before the Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs and the Subcommittee on Government Organization, Efficiency, and Financial Management of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2011
- Fixing the watchdog : legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 15, 2011
- Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011
- Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
- Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
- Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concerns regarding Robert Allen Stanford's alleged ponzi scheme" and improving SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concerns regarding Robert Allen Stanford's alleged ponzi scheme" and improving SEC performance, September 22, 2010
- Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 10, 2009
- Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009
- Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
- Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
- Oversight of the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, April 25, 2012
- Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
- Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
- SEC and corporate audits : hearings before the Subcommittee on Oversight and Investigations and the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session .
- SEC and corporate audits : hearings before the Subcommittee on Oversight and Investigations and the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session ..
- SEC reauthorization : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 2, 1991
- Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
- Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/ey8uBS87FfU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/ey8uBS87FfU/">United States, Securities and Exchange Commission -- Management</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/ey8uBS87FfU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/ey8uBS87FfU/">United States, Securities and Exchange Commission -- Management</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
