Stockbrokers
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The concept Stockbrokers represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
The Resource
Stockbrokers
Resource Information
The concept Stockbrokers represents the subject, aboutness, idea or notion of resources found in University of San Diego Libraries.
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- Stockbrokers
20 Items that share the Concept Stockbrokers
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- "Dark Pools" In Equity Trading : Significance and Recent Developments
- Discount Brokerage of Securities : A Status Report
- Futures Trading Act of 1978
- Instructions relative to special tax created by Act of Congress approved Mar. 2, 1901
- Investment Advisers Act of 1940 Amendment
- Investment Company Amendments of 1969, Analysis of S. 34. Comparative Print Showing Changes in Existing Law
- Legal Analysis of the Government Securities Act of 1986 and Its Application to Broker/Dealers Convicted of Insider Trading Violations
- November 21, 2013, Subcommittee on Capital Markets and Government Sponsored Enterprises Hearing on "A Legislative Proposal To Amend the Securities Investor Protection Act"
- On "short sales" of securities through a stockbroker
- Primary dealers in government securities
- Rulings in regard to special taxes under Act of June 13, 1898
- Securities Acts Amendments of 1975
- Securities Exchange Act Amendments
- Securities Investor Protection Act Amendments of 1978
- Securities Markets : Competition and Multiple Regulators Heighten Concerns about Self-Regulation
- Stock Exchange Specialists : A Review of Their Role In Equities Trading
- Study of the Dealer Market for Federal Government Securities
- Supplementary Report of the Securities and Exchange Commission on S. 2054 (84th Congress)
- Tax Gap : Proposals in the 110th Congress to Require Brokers to Report Basis on Publicly Traded Securities
- The Dodd-Frank Wall Street Reform and Consumer Protection Act : Standards of Conduct of Brokers, Dealers, and Investment Advisers
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/s4DkQ_wq0MU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/s4DkQ_wq0MU/">Stockbrokers</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.sandiego.edu/resource/s4DkQ_wq0MU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.sandiego.edu/resource/s4DkQ_wq0MU/">Stockbrokers</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.sandiego.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.sandiego.edu/">University of San Diego Libraries</a></span></span></span></span></div>
